審核日期AUDIT DATE:

工廠/供應商名字 FACILITY/SUPPLIER NAME: 

工廠地址 FACILITY ADDRESS (include Country)

在Wal-Mart註冊的工廠編號 WAL-MART FACTORY  ID NUMBER (Wal-Mart use only):

工廠管理者/負責人 FACILITY MANAGER/RESPONSIBLE PARTY:

"It is Wal-Mart policy that suppliers establish facility security procedures to guard against the introduction of non-manifested cargo into outbound shipments. Such items would include drugs, biological agent, explosives, weapons, radioactive material, illegal aliens, and other contraband.           
The supplier must comply with all domestic laws, rules and regulations governing the sale, use, or shipment of contraband. The supplier will cooperate with local, national, and foreign customs agencies to guard against the illegal shipment of contraband.
Prior to Wal-Martselecting a supplier/factory, the questions below must be answered. An 'action plan' must be developed for negative responses.  Respond to all of the questions with either ""Yes, No, or NA (Not Applicable)"" - explain any NA in the area provided for Comments.  Include comments where appropriate.  Wal-Mart auditors will fill in the 'WM Use Only' boxes when performing the audit.          "   

A

工廠是否有足夠的實體安全及屏障來阻止未經授權的進出？The factory has adequate physical security and barriers to guard against unauthorized access.

Y

N

N/A

1

工廠大門及四周是否有加設圍牆和可上锁的大门? 圍牆是否有定時的巡查？ Factory is enclosed within a secure fence and lockable gates?  Fence is inspected on a routine basis.

工廠解釋 Factory comments:

審核員觀察專用欄 Auditor's Comments (Wal-Mart  use ONLY):

2

車輛與人員進出的大門是否始終有門衛駐守或監控？Gates through which vehicles and people enter or exit are always manned or monitored.

工廠解釋 Factory comments:

審核員觀察專用欄 Auditor's Comments (Wal-Mart  use ONLY):

3

窗戶，門，大門是否可上鎖？Windows, doors, gates are secured with lockable devices.

工廠解釋 Factory comments:

審核員觀察專用欄 Auditor's Comments (Wal-Mart use ONLY):

4

出入口，貨物交接及儲存區，圍牆周邊及停車場的内部和外部是否有足夠的照明？There is adequate lighting inside and outside: entrances/exits, cargo handling and storages areas, fence lines and parking areas.

工廠解釋 Factory comments:

審核員觀察專用欄 Auditor's Comments (Wal-Mart use ONLY):

5

厰區内是否裝有警報器和/或視頻監控錄像 Alarms and/or video surveillance cameras are used to monitor the facility.

工廠解釋 Factory comments:

審核員觀察專用欄 Auditor's Comments (Wal-Mart use ONLY):

B

是否達到工廠雇員相關安全需求？Factory employee security requirements are met.

Y

N

N/A

1

是否建立相應程序實施受聘員工的背景調查（以不違背當地法規為前提），如歷次受聘經歷和證明？Process in place to perform background screening of prospective employee, such as employment history and references (consistent with local regulations).

工廠解釋 Factory comments:

審核員觀察專用欄 Auditor's Comments (Wal-Mart use ONLY):

2

是否建立書面程序關於出入管制的發放，解除和更改（如門卡，身份識別卡等）？Documented procedure for issuance, removal and changing of access devices (key cards, ID badges, etc.)

工廠解釋 Factory comments:

審核員觀察專用欄 Auditor's Comments (Wal-Mart use ONLY):

3

雇員在進入厰區之前是否經過身份確認？Employee positive identification is used before entry into the facility.

工廠解釋 Factory comments:

審核員觀察專用欄 Auditor's Comments (Wal-Mart use ONLY):

4

雇員是否只能進入其所在的工作區域？Employees have access to only those work areas necessary for performing their duties.

工廠解釋 Factory comments:

審核員觀察專用欄 Auditor's Comments (Wal-Mart use ONLY):

5

是否建立相關程序關於解除離職雇員的身份識別卡以及進入信息系統的授權？Procedure in place to remove factory identification and systems access for terminated employees.

工廠解釋 Factory comments:

審核員觀察專用欄 Auditor's Comments (Wal-Mart use ONLY):

C

工廠是否有防止未授權進入的必要的内部安全措施？The factory has internal security necessary to protect from unauthorized access

Y

N

N/A

1

是否有自聘安全保衛：每天24小時，每週7天？如無，是否使用其他外聘安全服務？如果亦無，請詳細解釋。Employee security guards: 24 hours a day, 7 days a week.  If not, is a Security Service used?  If neither, explain.

工廠解釋 Factory comments:

審核員觀察專用欄 Auditor's Comments (Wal-Mart use ONLY):

2

工廠保卫人員是否有接受背景調查及在職訓練? Security guards underwent a background check and necessary training.

工廠解釋 Factory comments:

審核員觀察專用欄 Auditor's Comments (Wal-Mart use ONLY):

3

是否有書面程序提及如何質疑以及阻止未授權/未經核實的人員？Written procedure in place that addresses challenging and removing unauthorized/unidentified persons?