SUPPLY CHAIN SECURITY CHECKLIST |
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Vendor Name: |
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Date of Audit: |
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Name of Facility: |
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Location of Facility: |
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Location in Chinese (If Applicable) |
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1. Facility has a written security procedure plan. |
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Yes |
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No |
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2. On the day of the visit, auditors observed that the facility is enclosed with fence or wall. |
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Yes |
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No |
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3. Facility reports that security guards are at the entrance during work hours. |
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Yes |
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No |
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4. Facility reports that 100% of visitors are checked for entry permission. |
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Yes |
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No |
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5. Auditors were stopped and checked for entry permission. |
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Yes |
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No |
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6. Facility has procedures for identifying unauthorized or unidentified persons. |
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Yes |
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No |
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7. Visitor provides proof of identity and record logs are kept. |
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Yes |
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No |
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8. On the date of the audit, auditors observed 100% of employees are documented per country’s labor laws. |
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Yes |
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No |
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9. Facility reports that 100% of employees are required to wear identification badges. |
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Yes |
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No |
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10. Facility reports that all containers are loaded on facility site and auditors observed a loading area. |
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Yes |
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No |
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11. Facility loading dock and cargo area are secure to prevent unauthorized access. |
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Yes |
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No |
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12. Facility has procedures for affixing, replacing, recording, tracking and verifying seals on containers, trailers and rail cars. |
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Yes |
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No |
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13. Facility has procedures for tracking the movement of incoming and outgoing goods. |
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Yes |
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No |
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14. Facility properly stores empty and full containers to prevent unauthorized access. |
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Yes |
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No |
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15. Facility conducts employment screening and interviewing of prospective employees to include periodic background checks and application verifications. |
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Yes |
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No |
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16. Facility conducts security awareness training for employees to include recognition of internal conspiracies, maintenance of product integrity, determination of unauthorized access, and procedures to address unauthorized access. |
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Yes |
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No |
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Comments:
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Name of Contact (Owner or Officer of facility) |
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Title |
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Signature: |
Signature on File |
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Auditor |
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Auditor |
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|
SUPPLY CHAIN SECURITY CHECKLIST |
|
Vendor Name: |
|
Date of Audit: |
|
|
Name of Facility: |
|
|
Location of Facility: |
|
|
Location in Chinese (If Applicable) |
|
|
|
|
1. Facility has a written security procedure plan. |
|
Yes |
|
No |
|
2. On the day of the visit, auditors observed that the facility is enclosed with fence or wall. |
|
Yes |
|
No |
|
3. Facility reports that security guards are at the entrance during work hours. |
|
Yes |
|
No |
|
4. Facility reports that 100% of visitors are checked for entry permission. |
|
Yes |
|
No |
|
5. Auditors were stopped and checked for entry permission. |
|
Yes |
|
No |
|
6. Facility has procedures for identifying unauthorized or unidentified persons. |
|
Yes |
|
No |
|
7. Visitor provides proof of identity and record logs are kept. |
|
Yes |
|
No |
|
8. On the date of the audit, auditors observed 100% of employees are documented per country’s labor laws. |
|
Yes |
|
No |
|
9. Facility reports that 100% of employees are required to wear identification badges. |
|
Yes |
|
No |
|
10. Facility reports that all containers are loaded on facility site and auditors observed a loading area. |
|
Yes |
|
No |
|
11. Facility loading dock and cargo area are secure to prevent unauthorized access. |
|
Yes |
|
No |
|
12. Facility has procedures for affixing, replacing, recording, tracking and verifying seals on containers, trailers and rail cars. |
|
Yes |
|
No |
|
13. Facility has procedures for tracking the movement of incoming and outgoing goods. |
|
Yes |
|
No |
|
14. Facility properly stores empty and full containers to prevent unauthorized access. |
|
Yes |
|
No |
|
15. Facility conducts employment screening and interviewing of prospective employees to include periodic background checks and application verifications. |
|
Yes |
|
No |
|
16. Facility conducts security awareness training for employees to include recognition of internal conspiracies, maintenance of product integrity, determination of unauthorized access, and procedures to address unauthorized access. |
|
Yes |
|
No |
|
Comments:
|
|
Name of Contact (Owner or Officer of facility) |
|
Title |
|
|
Signature: |
Signature on File |
|
Auditor |
|
Auditor |
|
|
|
|
|
|
|
|
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